0000720672-18-000056.txt : 20180608
0000720672-18-000056.hdr.sgml : 20180608
20180608160538
ACCESSION NUMBER: 0000720672-18-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180606
FILED AS OF DATE: 20180608
DATE AS OF CHANGE: 20180608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN MICHAEL W
CENTRAL INDEX KEY: 0001205542
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 18889478
MAIL ADDRESS:
STREET 1: EMC CORPORATION
STREET 2: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-06
0
0000720672
STIFEL FINANCIAL CORP
SF
0001205542
BROWN MICHAEL W
1215 EAST HAMLIN
SEATTLE
WA
98102
1
0
0
0
Common Stock
2018-06-07
4
M
0
1900
0
A
18134
D
Phantom Stock Units
0
2018-06-06
4
A
0
1900
0
A
Common Stock
1900
18801
D
Phantom Stock Units
0
2018-06-07
4
M
0
1900
0
D
Common Stock
1900
16901
D
Units vest quarterly over a one year period.
No expiration date for these Units.
Currently exercisable.
Michael W. Brown
2018-06-08