0000720672-18-000021.txt : 20180212
0000720672-18-000021.hdr.sgml : 20180212
20180212163310
ACCESSION NUMBER: 0000720672-18-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170915
FILED AS OF DATE: 20180212
DATE AS OF CHANGE: 20180212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher Mark P
CENTRAL INDEX KEY: 0001345807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 18596921
MAIL ADDRESS:
STREET 1: C/O THOMAS WEISEL PARTNERS GROUP, INC.
STREET 2: ONE MONTGOMERY STREET, SUITE 3700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-15
0
0000720672
STIFEL FINANCIAL CORP
SF
0001345807
Fisher Mark P
ONE MONTGOMERY ST STE 3700
SAN FRANCISCO
CA
94104
0
1
0
0
SENIOR VP & GENERAL COUNSEL
Phantom Stock Units
0
2017-09-15
4
A
0
92
0
A
Common Stock
92
44519
D
Phantom Stock Units
0
2017-12-15
4
A
0
77
0
A
Common Stock
77
44596
D
Phantom Stock Units
0
2018-02-08
4
A
0
3333
0
A
Common Stock
3333
17696
D
Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis.
Units vest in 20% increments over a five year period.
No expiration date for these Units.
MARK PHILIP FISHER
2018-02-12