0000720672-18-000021.txt : 20180212 0000720672-18-000021.hdr.sgml : 20180212 20180212163310 ACCESSION NUMBER: 0000720672-18-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170915 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Mark P CENTRAL INDEX KEY: 0001345807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 18596921 MAIL ADDRESS: STREET 1: C/O THOMAS WEISEL PARTNERS GROUP, INC. STREET 2: ONE MONTGOMERY STREET, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-09-15 0 0000720672 STIFEL FINANCIAL CORP SF 0001345807 Fisher Mark P ONE MONTGOMERY ST STE 3700 SAN FRANCISCO CA 94104 0 1 0 0 SENIOR VP & GENERAL COUNSEL Phantom Stock Units 0 2017-09-15 4 A 0 92 0 A Common Stock 92 44519 D Phantom Stock Units 0 2017-12-15 4 A 0 77 0 A Common Stock 77 44596 D Phantom Stock Units 0 2018-02-08 4 A 0 3333 0 A Common Stock 3333 17696 D Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Units vest in 20% increments over a five year period. No expiration date for these Units. MARK PHILIP FISHER 2018-02-12