0000720672-18-000016.txt : 20180103 0000720672-18-000016.hdr.sgml : 20180103 20180103171500 ACCESSION NUMBER: 0000720672-18-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171229 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN MICHAEL W CENTRAL INDEX KEY: 0001205542 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 18506684 MAIL ADDRESS: STREET 1: EMC CORPORATION STREET 2: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-12-29 0 0000720672 STIFEL FINANCIAL CORP SF 0001205542 BROWN MICHAEL W 1020 DEER HARBOR ROAD EASTSOUND WA 1 0 0 0 Common Stock 2017-12-29 4 M 0 3750 0 A 13570 D Phantom Stock Units 0 2017-12-29 4 M 0 3750 0 D Common Stock 3750 16901 D Stock Option (Option to Buy) 29.33 2018-05-19 Common Stock 5115 5115 D Stock Option (Option to Buy) 88.42 2017-05-23 Common Stock 2381 2381 D Currently convertible. No expiration date for these Units. Currently exercisable. Michael W. Brown 2018-01-03