0000720672-18-000007.txt : 20180103 0000720672-18-000007.hdr.sgml : 20180103 20180103170631 ACCESSION NUMBER: 0000720672-18-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171229 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nesi Victor CENTRAL INDEX KEY: 0001470453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 18506501 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-12-29 0 0000720672 STIFEL FINANCIAL CORP SF 0001470453 Nesi Victor 787 7TH AVENUE NEW YORK NY 10019 0 1 0 0 Co-President Common Stock 2017-12-29 4 M 0 52545 0 A 215128 D Common Stock 2017-12-29 4 F 0 27098 59.56 D 188030 D Common Stock 4088 I by Trust Phantom Stock Units 0 2017-12-29 4 M 0 52545 0 D Common Stock 52545 27139 D Currently convertible. No expiration date for these Units. VICTOR J NESI 2018-01-03