0000720672-18-000004.txt : 20180103 0000720672-18-000004.hdr.sgml : 20180103 20180103170346 ACCESSION NUMBER: 0000720672-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171229 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIMELFARB RICHARD J CENTRAL INDEX KEY: 0001206663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 18506437 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-12-29 0 0000720672 STIFEL FINANCIAL CORP SF 0001206663 HIMELFARB RICHARD J ONE SOUTH STREET BALTIMORE MD 21202 0 1 0 0 Senior Vice President Common Stock 2017-12-29 4 M 0 6189 0 A 114483 D Common Stock 2017-12-29 4 F 0 2320 59.56 D 112163 D Phantom Stock Units 0 2017-12-29 4 M 0 6189 0 D Common Stock 6189 4505 D Currently convertible. No expiration date for these Units. RICHARD HIMELFARB 2018-01-03