0000720672-17-000110.txt : 20171229
0000720672-17-000110.hdr.sgml : 20171229
20171229171706
ACCESSION NUMBER: 0000720672-17-000110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171227
FILED AS OF DATE: 20171229
DATE AS OF CHANGE: 20171229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nesi Victor
CENTRAL INDEX KEY: 0001470453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 171282685
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-27
0
0000720672
STIFEL FINANCIAL CORP
SF
0001470453
Nesi Victor
787 7TH AVENUE
NEW YORK
NY
10019
1
1
0
0
Director
Common Stock
2017-12-29
4
A
0
83153
0
A
210455
D
Common Stock
2017-12-29
4
F
0
47872
60.13
D
162583
D
Common Stock
4088
I
by Trust
Phantom Stock Units
0
2017-12-27
4
M
0
3415
0
D
Common Stock
3415
154122
D
Phantom Stock Units
0
2017-12-27
4
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D
Common Stock
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D
Phantom Stock Units
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2017-12-27
4
M
0
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D
Common Stock
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147292
D
Phantom Stock Units
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2017-12-27
4
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0
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D
Common Stock
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D
Phantom Stock Units
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2017-12-27
4
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Common Stock
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Common Stock
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Phantom Stock Units
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Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date.
Currently convertible. Units vest 100% ten years from the original grant date.
No expiration date for these Units.
Currently convertible. Units vest 100% eight years from the original grant date.
Currently convertible. Units vest 100% nine years from the original grant date.
Currently convertible. Units vest 100% seven years from the original grant date.
Currently convertible. Units vest 100% six years from the original grant date.
Currenlty convertible. Units vest 100% five years from the original grant date.
Currently convertible. Units vest in 20% increments over a five year period from original grant date.
Currently convertible. Units vest in 10% increments over ten years from the original grant date.
VICTOR J NESI
2017-12-29