0000720672-17-000110.txt : 20171229 0000720672-17-000110.hdr.sgml : 20171229 20171229171706 ACCESSION NUMBER: 0000720672-17-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171227 FILED AS OF DATE: 20171229 DATE AS OF CHANGE: 20171229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nesi Victor CENTRAL INDEX KEY: 0001470453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 171282685 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-12-27 0 0000720672 STIFEL FINANCIAL CORP SF 0001470453 Nesi Victor 787 7TH AVENUE NEW YORK NY 10019 1 1 0 0 Director Common Stock 2017-12-29 4 A 0 83153 0 A 210455 D Common Stock 2017-12-29 4 F 0 47872 60.13 D 162583 D Common Stock 4088 I by Trust Phantom Stock Units 0 2017-12-27 4 M 0 3415 0 D Common Stock 3415 154122 D Phantom Stock Units 0 2017-12-27 4 M 0 3415 0 D Common Stock 3415 150707 D Phantom Stock Units 0 2017-12-27 4 M 0 3415 0 D Common Stock 3415 147292 D Phantom Stock Units 0 2017-12-27 4 M 0 2737 0 D Common Stock 2737 144555 D Phantom Stock Units 0 2017-12-27 4 M 0 2737 0 D Common Stock 2737 141818 D Phantom Stock Units 0 2017-12-27 4 M 0 2737 0 D Common Stock 2737 139081 D Phantom Stock Units 0 2017-12-27 4 M 0 4301 0 D Common Stock 4301 134780 D Phantom Stock Units 0 2017-12-27 4 M 0 4301 0 D Common Stock 4301 130479 D Phantom Stock Units 0 2017-12-27 4 M 0 4301 0 D Common Stock 4301 126178 D Phantom Stock Units 0 2017-12-27 4 M 0 4005 0 D Common Stock 4005 122173 D Phantom Stock Units 0 2017-12-27 4 M 0 2938 0 D Common Stock 2938 119235 D Phantom Stock Units 0 2017-12-27 4 M 0 4420 0 D Common Stock 4420 114815 D Phantom Stock Units 0 2017-12-27 4 M 0 7308 0 D Common Stock 7308 107507 D Phantom Stock Units 0 2017-12-27 4 M 0 23834 0 D Common Stock 23834 83673 D Phantom Stock Units 0 2017-12-27 4 M 0 3989 0 D Common Stock 3989 79684 D Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date. Currently convertible. Units vest 100% ten years from the original grant date. No expiration date for these Units. Currently convertible. Units vest 100% eight years from the original grant date. Currently convertible. Units vest 100% nine years from the original grant date. Currently convertible. Units vest 100% seven years from the original grant date. Currently convertible. Units vest 100% six years from the original grant date. Currenlty convertible. Units vest 100% five years from the original grant date. Currently convertible. Units vest in 20% increments over a five year period from original grant date. Currently convertible. Units vest in 10% increments over ten years from the original grant date. VICTOR J NESI 2017-12-29