0000720672-17-000109.txt : 20171229 0000720672-17-000109.hdr.sgml : 20171229 20171229171647 ACCESSION NUMBER: 0000720672-17-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171227 FILED AS OF DATE: 20171229 DATE AS OF CHANGE: 20171229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nesi Victor CENTRAL INDEX KEY: 0001470453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 171282681 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-12-27 0 0000720672 STIFEL FINANCIAL CORP SF 0001470453 Nesi Victor 787 7TH AVENUE NEW YORK NY 10019 1 1 0 0 Director Common Stock 2017-12-27 4 M 0 3415 0 A 93013 D Common Stock 2017-12-27 4 F 0 1761 60.13 D 91252 D Common Stock 2017-12-27 4 M 0 3415 0 A 94667 D Common Stock 2017-12-27 4 F 0 1761 60.13 D 92906 D Common Stock 2017-12-27 4 M 0 3415 0 A 96321 D Common Stock 2017-12-27 4 F 0 1761 60.13 D 94560 D Common Stock 2017-12-27 4 M 0 2737 0 A 97297 D Common Stock 2017-12-27 4 F 0 1411 60.13 D 95886 D Common Stock 2017-12-27 4 M 0 2737 0 A 98623 D Common Stock 2017-12-27 4 F 0 1411 60.13 D 97212 D Common Stock 2017-12-27 4 M 0 2737 0 A 99949 D Common Stock 2017-12-27 4 F 0 1411 60.13 D 98538 D Common Stock 2017-12-27 4 M 0 4301 0 A 102839 D Common Stock 2017-12-27 4 F 0 2218 60.13 D 100621 D Common Stock 2017-12-27 4 M 0 4301 0 A 104922 D Common Stock 2017-12-27 4 F 0 2218 60.13 D 102704 D Common Stock 2017-12-27 4 M 0 4301 0 A 107005 D Common Stock 2017-12-27 4 F 0 2218 60.13 D 104787 D Common Stock 2017-12-27 4 M 0 4005 0 A 108792 D Common Stock 2017-12-27 4 F 0 2065 60.13 D 106727 D Common Stock 2017-12-27 4 M 0 2938 0 A 109665 D Common Stock 2017-12-27 4 F 0 1515 60.13 D 108150 D Common Stock 2017-12-27 4 M 0 4420 0 A 112570 D Common Stock 2017-12-27 4 F 0 2282 60.13 D 110288 D Common Stock 2017-12-27 4 M 0 7308 0 A 117596 D Common Stock 2017-12-27 4 F 0 3768 60.13 D 113828 D Common Stock 2017-12-27 4 M 0 23834 0 A 137662 D Common Stock 2017-12-27 4 F 0 12291 60.13 D 125371 D Common Stock 2017-12-27 4 M 0 3989 0 A 129360 D Common Stock 2017-12-27 4 F 0 2058 60.13 D 127302 D Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% six years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. VICTOR J NESI 2017-12-29