0000720672-17-000108.txt : 20171229
0000720672-17-000108.hdr.sgml : 20171229
20171229171627
ACCESSION NUMBER: 0000720672-17-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171227
FILED AS OF DATE: 20171229
DATE AS OF CHANGE: 20171229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J
CENTRAL INDEX KEY: 0001203674
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 171282677
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-27
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203674
KRUSZEWSKI RONALD J
ONE FINANCIAL PLAZA
501 N. BROADWAY
ST. LOUIS
MO
63102-2102
1
1
0
0
CHIEF EXECUTIVE OFFICER
Common Stock
2017-12-27
4
M
0
44970
0
A
827546
D
Common Stock
2017-12-27
4
M
0
8311
0
A
835857
D
Common Stock
2017-12-29
4
A
0
133045
0
A
968902
D
Common Stock
2017-12-29
4
F
0
63796
60.13
D
905106
D
Common Stock
1500
I
by Daughter
Phantom Stock Units
0
2017-12-27
4
M
0
44970
0
D
Common Stock
44970
246941
D
Phantom Stock Units
0
2017-12-27
4
M
0
8311
0
D
Common Stock
8311
238630
D
Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.
Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date.
Currently convertible. Units vest in 20% increments over a five year period from original grant date.
No expiration date for these Units.
RONALD J KRUSZEWSKI
2017-12-29