0000720672-17-000107.txt : 20171229 0000720672-17-000107.hdr.sgml : 20171229 20171229171520 ACCESSION NUMBER: 0000720672-17-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171227 FILED AS OF DATE: 20171229 DATE AS OF CHANGE: 20171229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEMLYAK JAMES M CENTRAL INDEX KEY: 0001203675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 171282668 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-12-27 0 0000720672 STIFEL FINANCIAL CORP SF 0001203675 ZEMLYAK JAMES M ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 1 1 0 0 CHIEF FIN'L & ADMIN OFFCR Common Stock 2017-12-29 4 A 0 83153 0 A 843494 D Common Stock 2017-12-29 4 F 0 39872 60.13 D 803622 D Common Stock 4602 I by Son Phantom Stock Units 0 2017-12-27 4 M 0 2737 0 D Common Stock 2737 154366 D Phantom Stock Units 0 2017-12-27 4 M 0 2737 0 D Common Stock 2737 151629 D Phantom Stock Units 0 2017-12-27 4 M 0 2737 0 D Common Stock 2737 148892 D Phantom Stock Units 0 2017-12-27 4 M 0 4301 0 D Common Stock 4301 144591 D Phantom Stock Units 0 2017-12-27 4 M 0 4301 0 D Common Stock 4301 140290 D Phantom Stock Units 0 2017-12-27 4 M 0 4301 0 D Common Stock 4301 135989 D Phantom Stock Units 0 2017-12-27 4 M 0 3845 0 D Common Stock 3845 132144 D Phantom Stock Units 0 2017-12-27 4 M 0 3183 0 D Common Stock 3183 128961 D Phantom Stock Units 0 2017-12-27 4 M 0 2147 0 D Common Stock 2147 126814 D Phantom Stock Units 0 2017-12-27 4 M 0 7055 0 D Common Stock 7055 119759 D Phantom Stock Units 0 2017-12-27 4 M 0 19787 0 D Common Stock 19787 99972 D Phantom Stock Units 0 2017-12-27 4 M 0 3398 0 D Common Stock 3398 96574 D Phantom Stock Units 0 2017-12-27 4 M 0 3415 0 D Common Stock 3415 93159 D Phantom Stock Units 0 2017-12-27 4 M 0 3415 0 D Common Stock 3415 89744 D Phantom Stock Units 0 2017-12-27 4 M 0 3415 0 D Common Stock 3415 86329 D Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date. Currently convertible. Units vest 100% seven years from the original grant date. No expiration date for these Units. Currently convertible. Units vest 100% eight years from the original grant date. Currently convertible. Units vest 100% nine years from the original grant date. Currently convertible. Units vest 100% six years from the original grant date. Currenlty convertible. Units vest 100% five years from the original grant date. Currently convertible. Units vest in 20% increments over a five year period from original grant date. Currently convertible. Units vest in 10% increments over ten years from the original grant date. Currently convertible. Units vest 100% ten years from the original grant date. JAMES M ZEMLYAK 2017-12-29