0000720672-17-000107.txt : 20171229
0000720672-17-000107.hdr.sgml : 20171229
20171229171520
ACCESSION NUMBER: 0000720672-17-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171227
FILED AS OF DATE: 20171229
DATE AS OF CHANGE: 20171229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZEMLYAK JAMES M
CENTRAL INDEX KEY: 0001203675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 171282668
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-27
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203675
ZEMLYAK JAMES M
ONE FINANCIAL PLAZA
501 N. BROADWAY
ST. LOUIS
MO
63102-2102
1
1
0
0
CHIEF FIN'L & ADMIN OFFCR
Common Stock
2017-12-29
4
A
0
83153
0
A
843494
D
Common Stock
2017-12-29
4
F
0
39872
60.13
D
803622
D
Common Stock
4602
I
by Son
Phantom Stock Units
0
2017-12-27
4
M
0
2737
0
D
Common Stock
2737
154366
D
Phantom Stock Units
0
2017-12-27
4
M
0
2737
0
D
Common Stock
2737
151629
D
Phantom Stock Units
0
2017-12-27
4
M
0
2737
0
D
Common Stock
2737
148892
D
Phantom Stock Units
0
2017-12-27
4
M
0
4301
0
D
Common Stock
4301
144591
D
Phantom Stock Units
0
2017-12-27
4
M
0
4301
0
D
Common Stock
4301
140290
D
Phantom Stock Units
0
2017-12-27
4
M
0
4301
0
D
Common Stock
4301
135989
D
Phantom Stock Units
0
2017-12-27
4
M
0
3845
0
D
Common Stock
3845
132144
D
Phantom Stock Units
0
2017-12-27
4
M
0
3183
0
D
Common Stock
3183
128961
D
Phantom Stock Units
0
2017-12-27
4
M
0
2147
0
D
Common Stock
2147
126814
D
Phantom Stock Units
0
2017-12-27
4
M
0
7055
0
D
Common Stock
7055
119759
D
Phantom Stock Units
0
2017-12-27
4
M
0
19787
0
D
Common Stock
19787
99972
D
Phantom Stock Units
0
2017-12-27
4
M
0
3398
0
D
Common Stock
3398
96574
D
Phantom Stock Units
0
2017-12-27
4
M
0
3415
0
D
Common Stock
3415
93159
D
Phantom Stock Units
0
2017-12-27
4
M
0
3415
0
D
Common Stock
3415
89744
D
Phantom Stock Units
0
2017-12-27
4
M
0
3415
0
D
Common Stock
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86329
D
Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date.
Currently convertible. Units vest 100% seven years from the original grant date.
No expiration date for these Units.
Currently convertible. Units vest 100% eight years from the original grant date.
Currently convertible. Units vest 100% nine years from the original grant date.
Currently convertible. Units vest 100% six years from the original grant date.
Currenlty convertible. Units vest 100% five years from the original grant date.
Currently convertible. Units vest in 20% increments over a five year period from original grant date.
Currently convertible. Units vest in 10% increments over ten years from the original grant date.
Currently convertible. Units vest 100% ten years from the original grant date.
JAMES M ZEMLYAK
2017-12-29