0000720672-17-000101.txt : 20171229 0000720672-17-000101.hdr.sgml : 20171229 20171229163156 ACCESSION NUMBER: 0000720672-17-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171227 FILED AS OF DATE: 20171229 DATE AS OF CHANGE: 20171229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLINEY DAVID D CENTRAL INDEX KEY: 0001203692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 171282280 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-12-27 0 0000720672 STIFEL FINANCIAL CORP SF 0001203692 SLINEY DAVID D ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 0 1 0 0 Dir Strategic Planning & Tech Common Stock 2017-12-27 4 M 0 2277 0 A 89423 D Common Stock 2017-12-27 4 F 0 1092 60.13 D 88331 D Common Stock 2017-12-27 4 M 0 2277 0 A 90608 D Common Stock 2017-12-27 4 F 0 1092 60.13 D 89516 D Common Stock 2017-12-27 4 M 0 2277 0 A 91793 D Common Stock 2017-12-27 4 F 0 1092 60.13 D 90701 D Common Stock 2017-12-27 4 M 0 2053 0 A 92754 D Common Stock 2017-12-27 4 F 0 984 60.13 D 91770 D Common Stock 2017-12-27 4 M 0 2053 0 A 93823 D Common Stock 2017-12-27 4 F 0 984 60.13 D 92839 D Common Stock 2017-12-27 4 M 0 2053 0 A 94892 D Common Stock 2017-12-27 4 F 0 984 60.13 D 93908 D Common Stock 2017-12-27 4 M 0 717 0 A 94625 D Common Stock 2017-12-27 4 F 0 344 60.13 D 94281 D Common Stock 2017-12-27 4 M 0 717 0 A 94998 D Common Stock 2017-12-27 4 F 0 344 60.13 D 94654 D Common Stock 2017-12-27 4 M 0 717 0 A 95371 D Common Stock 2017-12-27 4 F 0 344 60.13 D 95027 D Common Stock 2017-12-27 4 M 0 1836 0 A 96863 D Common Stock 2017-12-27 4 F 0 880 60.13 D 95983 D Common Stock 2017-12-27 4 M 0 1529 0 A 97512 D Common Stock 2017-12-27 4 F 0 733 60.13 D 96779 D Common Stock 2017-12-27 4 M 0 1906 0 A 98685 D Common Stock 2017-12-27 4 F 0 916 60.13 D 97769 D Common Stock 2017-12-27 4 M 0 2248 0 A 100017 D Common Stock 2017-12-27 4 F 0 1077 60.13 D 98940 D Common Stock 2017-12-27 4 M 0 7307 0 A 106247 D Common Stock 2017-12-27 4 F 0 3504 60.13 D 102743 D Common Stock 2017-12-27 4 M 0 1802 0 A 104545 D Common Stock 2017-12-27 4 F 0 864 60.13 D 103681 D Phantom Stock Units 0 2017-12-27 4 M 0 2277 0 D Common Stock 2277 55282 D Phantom Stock Units 0 2017-12-27 4 M 0 2277 0 D Common Stock 2277 53005 D Phantom Stock Units 0 2017-12-27 4 M 0 2277 0 D Common Stock 2277 50728 D Phantom Stock Units 0 2017-12-27 4 M 0 2053 0 D Common Stock 2053 48675 D Phantom Stock Units 0 2017-12-27 4 M 0 2053 0 D Common Stock 2053 46622 D Phantom Stock Units 0 2017-12-27 4 M 0 2053 0 D Common Stock 2053 44569 D Phantom Stock Units 0 2017-12-27 4 M 0 717 0 D Common Stock 717 43852 D Phantom Stock Units 0 2017-12-27 4 M 0 717 0 D Common Stock 717 43135 D Phantom Stock Units 0 2017-12-27 4 M 0 717 0 D Common Stock 717 42418 D Phantom Stock Units 0 2017-12-27 4 M 0 1836 0 D Common Stock 1836 40582 D Phantom Stock Units 0 2017-12-27 4 M 0 1529 0 D Common Stock 1529 39053 D Phantom Stock Units 0 2017-12-27 4 M 0 1906 0 D Common Stock 1906 37147 D Phantom Stock Units 0 2017-12-27 4 M 0 2248 0 D Common Stock 2248 34899 D Phantom Stock Units 0 2017-12-27 4 M 0 7307 0 D Common Stock 7307 27592 D Phantom Stock Units 0 2017-12-27 4 M 0 1802 0 D Common Stock 1802 25790 D Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% six years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit. Currently convertible. Units vest 100% ten years from the original grant date. No expiration date for these Units. Currently convertible. Units vest 100% eight years from the original grant date. Currently convertible. Units vest 100% nine years from the original grant date. Currently convertible. Units vest 100% seven years from the original grant date. Currently convertible. Units vest 100% six years from the original grant date. Currenlty convertible. Units vest 100% five years from the original grant date. Currently convertible. Units vest in 20% increments over a five year period from original grant date. Currently convertible. Units vest in 10% increments over ten years from the original grant date. DAVID D SLINEY 2017-12-29