0000720672-17-000069.txt : 20170609
0000720672-17-000069.hdr.sgml : 20170609
20170609154001
ACCESSION NUMBER: 0000720672-17-000069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170607
FILED AS OF DATE: 20170609
DATE AS OF CHANGE: 20170609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN MICHAEL W
CENTRAL INDEX KEY: 0001205542
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 17902770
MAIL ADDRESS:
STREET 1: EMC CORPORATION
STREET 2: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-06-07
0
0000720672
STIFEL FINANCIAL CORP
SF
0001205542
BROWN MICHAEL W
1020 DEER HARBOR ROAD
EASTSOUND
WA
1
0
0
0
Common Stock
9820
D
Phantom Stock Units
0
2017-06-07
4
A
0
1900
0
A
Common Stock
1900
20651
D
Stock Option (Option to Buy)
29.33
2018-05-19
Common Stock
5115
5115
D
Stock Option (Option to Buy)
88.42
2017-05-23
Common Stock
2381
2381
D
Units vest quarterly over a one year period.
No expiration date for these Units.
Currently exercisable.
Michael W. Brown
2017-06-09