0000720672-17-000016.txt : 20170104 0000720672-17-000016.hdr.sgml : 20170104 20170104173234 ACCESSION NUMBER: 0000720672-17-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLINEY DAVID D CENTRAL INDEX KEY: 0001203692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 17507214 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-12-30 0 0000720672 STIFEL FINANCIAL CORP SF 0001203692 SLINEY DAVID D ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 0 1 0 0 Dir Strategic Planning & Tech Common Stock 2016-12-30 4 M 0 22814 A 109960 D Common Stock 2016-12-30 4 D 0 22814 49.95 D 87146 D Phantom Stock Units 0 2016-12-30 4 M 0 22814 D 2016-12-30 Common Stock 22814 54561 D Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 22,814 of the reporting person's phantom stock units were settled for cash. No expiration date for these Units. DAVID D SLINEY 2017-01-04