0000720672-17-000015.txt : 20170104
0000720672-17-000015.hdr.sgml : 20170104
20170104173213
ACCESSION NUMBER: 0000720672-17-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20101228
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J
CENTRAL INDEX KEY: 0001203674
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 17507208
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2010-12-28
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203674
KRUSZEWSKI RONALD J
ONE FINANCIAL PLAZA
501 N. BROADWAY
ST. LOUIS
MO
63102-2102
1
1
0
0
CHIEF EXECUTIVE OFFICER
Common Stock
2010-12-28
4
G
0
4000
0
D
564681
D
Common Stock
2016-12-30
4
M
0
81113
A
923453
D
Common Stock
2016-12-30
4
D
0
81113
49.95
D
842340
D
Common Stock
1500
I
by Daughter
Common Stock
3000
I
by Son
Phantom Stock Units
0
2016-12-30
4
M
0
81113
D
2016-12-30
Common Stock
81113
278084
D
Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 81,113 of the reporting person's phantom stock units were settled for cash.
No expiration date for these Units.
RONALD J KRUSZEWSKI
2017-01-04