0000720672-17-000010.txt : 20170104 0000720672-17-000010.hdr.sgml : 20170104 20170104171653 ACCESSION NUMBER: 0000720672-17-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marischen James M CENTRAL INDEX KEY: 0001638499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 17506941 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-12-30 0 0000720672 STIFEL FINANCIAL CORP SF 0001638499 Marischen James M ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 0 1 0 0 SENIOR VP & CHIEF RISK OFFICER Common Stock 2016-12-30 4 M 0 5340 0 A 10917 D Common Stock 2016-12-30 4 F 0 1903 49.95 D 9014 D Phantom Stock Units 0 2016-12-30 4 M 0 5340 0 D 2016-12-30 Common Stock 5340 31946 D No expiration date for these Units. JAMES M MARISCHEN 2017-01-04