0000720672-17-000003.txt : 20170104 0000720672-17-000003.hdr.sgml : 20170104 20170104171447 ACCESSION NUMBER: 0000720672-17-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101228 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULROY THOMAS P CENTRAL INDEX KEY: 0001206666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 17506898 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2010-12-28 0 0000720672 STIFEL FINANCIAL CORP SF 0001206666 MULROY THOMAS P ONE SOUTH STREET BLATIMORE MD 21202 1 1 0 0 Director Common Stock 2010-12-28 4 G 0 4000 0 D 163759 D Common Stock 2013-08-02 4 G 0 620 0 D 273149 D Common Stock 2015-12-31 4 G 0 1950 0 D 144585 D Common Stock 2016-12-30 4 M 0 41954 A 181908 D Common Stock 2016-12-30 4 D 0 41954 49.95 D 139954 D Phantom Stock Units 0 2016-12-30 4 M 0 41954 D 2016-12-30 Common Stock 41954 146282 D Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 41,954 of the reporting person's phantom stock units were settled for cash. No expiration date for these Units. THOMAS MULROY 2017-01-04