0000720672-16-000191.txt : 20161220 0000720672-16-000191.hdr.sgml : 20161220 20161220162612 ACCESSION NUMBER: 0000720672-16-000191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161216 FILED AS OF DATE: 20161220 DATE AS OF CHANGE: 20161220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minnick David M CENTRAL INDEX KEY: 0001307666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 162061617 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-12-16 0 0000720672 STIFEL FINANCIAL CORP SF 0001307666 Minnick David M ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 0 1 0 0 General Counsel & Senior VP Common Stock 2016-12-16 4 S 0 2400 51.17 D 1793 D Common Stock 2016-12-16 4 I 0 318 50.6246 D 1475 D Common Stock 2016-12-20 4 S 0 1000 52 D 475 D Phantom Stock Units 0 Common Stock 10532 10532 D Units vest in 20% increments over a five year period. No expiration date for these Units. DAVID MICHAEL MINNICK 2016-12-20