0000720672-16-000168.txt : 20161115 0000720672-16-000168.hdr.sgml : 20161115 20161115182028 ACCESSION NUMBER: 0000720672-16-000168 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150324 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEISEL THOMAS W CENTRAL INDEX KEY: 0001207218 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 162000922 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0306 4/A 2015-03-24 2015-03-25 0 0000720672 STIFEL FINANCIAL CORP SF 0001207218 WEISEL THOMAS W ONE MONTGOMERY STREET, SUITE 3700 SAN FRANCISCO CA 94104 1 0 0 0 Common Stock 2015-03-24 4 S 0 3031 56.9 D 7995 D The original reporting of the sale incorrectly reported the shares were owned by Trust. The 3,031 sharees that were sold on 3/24/2015 were owned Direct. By: David M. Minnick For: Thom Weisel 2016-11-15