0000720672-16-000167.txt : 20161115 0000720672-16-000167.hdr.sgml : 20161115 20161115182004 ACCESSION NUMBER: 0000720672-16-000167 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131122 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEISEL THOMAS W CENTRAL INDEX KEY: 0001207218 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 162000921 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0306 4/A 2013-11-22 2013-11-25 0 0000720672 STIFEL FINANCIAL CORP SF 0001207218 WEISEL THOMAS W ONE MONTGOMERY STREET, SUITE 3700 SAN FRANCISCO CA 94104 1 0 0 0 Common Stock 2013-11-22 4 S 0 93014 45.6319 D 160795 D Common Stock 2013-11-22 4 S 0 6686 45.6319 D 0 I by Corporation This transaction was executed in multiple trades at prices ranging from $45.19 to $46.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The original reporting of this sale incorrectly reported the shares were all owned direct. Of the 99,700 shares sold, 6,686 were owned by Corporation and 93,014 were owned direct. By: David. M. Minnick For: Thom Weisel 2016-11-15