0000720672-16-000158.txt : 20160617 0000720672-16-000158.hdr.sgml : 20160617 20160617155503 ACCESSION NUMBER: 0000720672-16-000158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160615 FILED AS OF DATE: 20160617 DATE AS OF CHANGE: 20160617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIMMERMAN MICHAEL J CENTRAL INDEX KEY: 0001239734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 161720095 MAIL ADDRESS: STREET 1: 277 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10172 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-06-15 0 0000720672 STIFEL FINANCIAL CORP SF 0001239734 ZIMMERMAN MICHAEL J 787 SEVENTH AVENUE NEW YORK NY 1 0 0 0 Common Stock 2856 D Phantom Stock Units 0 2016-06-15 4 A 0 3750 0 A Common Stock 3750 15000 D Units vest quarterly over a one year period. No expiration date for these Units. By: David M. Minnick For: Michael J. Zimmerman 2016-06-17