0000720672-16-000156.txt : 20160617 0000720672-16-000156.hdr.sgml : 20160617 20160617155431 ACCESSION NUMBER: 0000720672-16-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160616 FILED AS OF DATE: 20160617 DATE AS OF CHANGE: 20160617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IRBY ALTON F III CENTRAL INDEX KEY: 0001197900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 161720092 MAIL ADDRESS: STREET 1: C/O MCKESSON CORP STREET 2: ONE POST ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-06-16 1 0000720672 STIFEL FINANCIAL CORP SF 0001197900 IRBY ALTON F III 15 FUNSTON AVENUE SAN FRANCISCO CA 94129 1 0 0 0 Common Stock 2016-06-16 4 M 0 1688 0 A 14559 D Common Stock 2016-06-16 4 M 0 16687 0 A 31246 D Phantom Stock Units 0 2016-06-16 4 M 0 1688 0 D Common Stock 1688 16687 D Phantom Stock Units 0 2016-06-16 4 M 0 16687 0 D Common Stock 16687 0 D Stock Option (Option to Buy) 29.33 2018-05-19 Common Stock 6819 6819 D 563 Units vest on December 1, 2010 and 562 Units vest on March 1, 2011. No expiration date for these Units. Units vest quarterly over a one year period. Currently exercisable. By: David M. Minnick For: Alton F. Irby 2016-06-17