0000720672-16-000150.txt : 20160617 0000720672-16-000150.hdr.sgml : 20160617 20160617155139 ACCESSION NUMBER: 0000720672-16-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160616 FILED AS OF DATE: 20160617 DATE AS OF CHANGE: 20160617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILL CHARLES A CENTRAL INDEX KEY: 0001203680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 161720080 MAIL ADDRESS: STREET 1: TWO RIVERS ASSOCIATES STREET 2: 8000 MARYLAND AVENUE, SUITE 330 CITY: ST LOUIS STATE: MO ZIP: 63105 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-06-16 1 0000720672 STIFEL FINANCIAL CORP SF 0001203680 DILL CHARLES A 9909 CLAYTON ROAD, SUITE 107 ST. LOUIS MO 63124 1 0 0 0 Common Stock 2016-06-16 4 M 0 4853 0 A 60298 D Common Stock 2016-06-16 4 M 0 13522 0 A 73820 D Phantom Stock Units 0 2016-06-16 4 M 0 4853 0 D 2004-04-01 Common Stock 4853 13522 D Phantom Stock Units 0 2016-06-16 4 M 0 13522 0 D 2004-04-01 Common Stock 13522 0 D Currently exercisable. No expiration date for these Units. Units vest quarterly over a one year period. By: David M. Minnick For: Charles A. Dill 2016-06-17