0000720672-16-000125.txt : 20160229 0000720672-16-000125.hdr.sgml : 20160229 20160229171536 ACCESSION NUMBER: 0000720672-16-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150605 FILED AS OF DATE: 20160229 DATE AS OF CHANGE: 20160229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Mark P CENTRAL INDEX KEY: 0001345807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 161469522 MAIL ADDRESS: STREET 1: C/O THOMAS WEISEL PARTNERS GROUP, INC. STREET 2: ONE MONTGOMERY STREET, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-06-05 0 0000720672 STIFEL FINANCIAL CORP SF 0001345807 Fisher Mark P ONE MONTGOMERY ST STE 3700 SAN FRANCISCO CA 94104 0 1 0 0 SENIOR VP & GENERAL COUNSEL Common Stock 23123 D Phantom Stock Units 0 2015-06-05 4 A 0 8767 0 A Common Stock 8767 23424 D Phantom Stock Units 0 2016-02-25 4 A 0 24317 0 A Common Stock 24317 44391 D Phantom Stock Units 0 2016-02-25 4 A 0 5611 0 A Common Stock 5611 50002 D Units vest in 20% increments over a five year period. No expiration date for these Units. Units vest in equal yearly increments over a ten year period. MARK PHILIP FISHER 2016-02-29