0000720672-16-000125.txt : 20160229
0000720672-16-000125.hdr.sgml : 20160229
20160229171536
ACCESSION NUMBER: 0000720672-16-000125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150605
FILED AS OF DATE: 20160229
DATE AS OF CHANGE: 20160229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher Mark P
CENTRAL INDEX KEY: 0001345807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 161469522
MAIL ADDRESS:
STREET 1: C/O THOMAS WEISEL PARTNERS GROUP, INC.
STREET 2: ONE MONTGOMERY STREET, SUITE 3700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-06-05
0
0000720672
STIFEL FINANCIAL CORP
SF
0001345807
Fisher Mark P
ONE MONTGOMERY ST STE 3700
SAN FRANCISCO
CA
94104
0
1
0
0
SENIOR VP & GENERAL COUNSEL
Common Stock
23123
D
Phantom Stock Units
0
2015-06-05
4
A
0
8767
0
A
Common Stock
8767
23424
D
Phantom Stock Units
0
2016-02-25
4
A
0
24317
0
A
Common Stock
24317
44391
D
Phantom Stock Units
0
2016-02-25
4
A
0
5611
0
A
Common Stock
5611
50002
D
Units vest in 20% increments over a five year period.
No expiration date for these Units.
Units vest in equal yearly increments over a ten year period.
MARK PHILIP FISHER
2016-02-29