0000720672-16-000115.txt : 20160219 0000720672-16-000115.hdr.sgml : 20160219 20160219120020 ACCESSION NUMBER: 0000720672-16-000115 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michaud Thomas B. CENTRAL INDEX KEY: 0001380492 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 161440976 MAIL ADDRESS: STREET 1: C/O KBW, INC. STREET 2: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Michaud Thomas R DATE OF NAME CHANGE: 20061107 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0306 4/A 2015-03-13 2015-03-17 0 0000720672 STIFEL FINANCIAL CORP SF 0001380492 Michaud Thomas B. 787 SEVENTH AVENUE NEW YORK NY 10019 1 0 0 0 Phantom Stock Units 0 2015-03-13 4 A 0 7153 0 A Common Stock 7153 22761 D Units vest in 20% increments over a five year period. No expiration date for these Units. By: David M. Minnick For: Thomas Michaud 2016-02-19