0000720672-16-000110.txt : 20160126 0000720672-16-000110.hdr.sgml : 20160126 20160126154245 ACCESSION NUMBER: 0000720672-16-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160122 FILED AS OF DATE: 20160126 DATE AS OF CHANGE: 20160126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marischen James M CENTRAL INDEX KEY: 0001638499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 161361501 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-01-22 0 0000720672 STIFEL FINANCIAL CORP SF 0001638499 Marischen James M 501 NORTH BROADWAY ST. LOUIS MO 63102 0 1 0 0 SENIOR VP & CHIEF RISK OFFICER Common Stock 2016-01-22 4 M 0 3240 0 A 6822 D Common Stock 2016-01-22 4 F 0 1245 35.86 D 5577 D Phantom Stock Units 0 2016-01-22 4 M 0 3240 0 D Common Stock 3240 7358 D Units vest annually. No expiration date for these Units. JAMES M MARISCHEN 2016-01-26