0000720672-15-000083.txt : 20151204 0000720672-15-000083.hdr.sgml : 20151204 20151204140637 ACCESSION NUMBER: 0000720672-15-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151203 FILED AS OF DATE: 20151204 DATE AS OF CHANGE: 20151204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSER FREDERICK O CENTRAL INDEX KEY: 0001188881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 151269689 MAIL ADDRESS: STREET 1: 250 STADIUM PLZ CITY: ST LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-12-03 0 0000720672 STIFEL FINANCIAL CORP SF 0001188881 HANSER FREDERICK O 2 SALEM ESTATES ST LOUIS MO 63124 1 0 0 0 Common Stock 2015-12-03 4 S 0 3375 45.32 D 36815 D Phantom Stock Units 0 2004-04-01 Common Stock 21757 21757 D Units vest quarterly over a one year period. No expiration date for these Units. By: David M. Minnick For: Frederick O. Hanser 2015-12-04