0000720672-15-000082.txt : 20151123 0000720672-15-000082.hdr.sgml : 20151123 20151123142123 ACCESSION NUMBER: 0000720672-15-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151119 FILED AS OF DATE: 20151123 DATE AS OF CHANGE: 20151123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSER FREDERICK O CENTRAL INDEX KEY: 0001188881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 151249335 MAIL ADDRESS: STREET 1: 250 STADIUM PLZ CITY: ST LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-11-19 0 0000720672 STIFEL FINANCIAL CORP SF 0001188881 HANSER FREDERICK O 2 SALEM ESTATES ST LOUIS MO 63124 1 0 0 0 Common Stock 2015-11-19 4 M 0 2250 17 A 42440 D Common Stock 2015-11-19 4 F 0 840 45.51 D 41600 D Common Stock 2015-11-19 4 S 0 1410 45.51 D 40190 D Stock Option (Option to Buy) 17 2015-11-19 4 M 0 2250 0 D 2016-01-03 Common Stock 2250 0 D Phantom Stock Units 0 2004-04-01 Common Stock 21757 21757 D Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. Units vest quarterly over a one year period. No expiration date for these Units. By: David M. Minnick For: Frederick O. Hanser 2015-11-23