0000720672-15-000082.txt : 20151123
0000720672-15-000082.hdr.sgml : 20151123
20151123142123
ACCESSION NUMBER: 0000720672-15-000082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151119
FILED AS OF DATE: 20151123
DATE AS OF CHANGE: 20151123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANSER FREDERICK O
CENTRAL INDEX KEY: 0001188881
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 151249335
MAIL ADDRESS:
STREET 1: 250 STADIUM PLZ
CITY: ST LOUIS
STATE: MO
ZIP: 63102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-11-19
0
0000720672
STIFEL FINANCIAL CORP
SF
0001188881
HANSER FREDERICK O
2 SALEM ESTATES
ST LOUIS
MO
63124
1
0
0
0
Common Stock
2015-11-19
4
M
0
2250
17
A
42440
D
Common Stock
2015-11-19
4
F
0
840
45.51
D
41600
D
Common Stock
2015-11-19
4
S
0
1410
45.51
D
40190
D
Stock Option (Option to Buy)
17
2015-11-19
4
M
0
2250
0
D
2016-01-03
Common Stock
2250
0
D
Phantom Stock Units
0
2004-04-01
Common Stock
21757
21757
D
Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
Units vest quarterly over a one year period.
No expiration date for these Units.
By: David M. Minnick For: Frederick O. Hanser
2015-11-23