0000720672-15-000043.txt : 20150317
0000720672-15-000043.hdr.sgml : 20150317
20150317171935
ACCESSION NUMBER: 0000720672-15-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150313
FILED AS OF DATE: 20150317
DATE AS OF CHANGE: 20150317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZEMLYAK JAMES M
CENTRAL INDEX KEY: 0001203675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 15707872
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-03-13
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203675
ZEMLYAK JAMES M
ONE FINANCIAL PLAZA
501 N. BROADWAY
ST. LOUIS
MO
63102-2102
1
1
0
0
CHIEF FIN'L & ADMIN OFFCR
Common Stock
705259
D
Common Stock
3310
I
by Son
Phantom Stock Units
0
2015-03-13
4
A
0
8486
0
A
Common Stock
8486
167725
D
Phantom Stock Units
0
2015-03-13
4
A
0
2715
0
A
Common Stock
2715
170440
D
Phantom Stock Units
0
2015-03-13
4
A
0
678
0
A
Common Stock
678
171118
D
Phantom Stock Units
0
2015-03-13
4
A
0
2230
0
A
Common Stock
2230
173348
D
Units vest in 20% increments over a five year period.
No expiration date for these Units.
Fully vested.
Units vest 100% after five years.
JAMES M ZEMLYAK
2015-03-17