0000720672-15-000037.txt : 20150317 0000720672-15-000037.hdr.sgml : 20150317 20150317171810 ACCESSION NUMBER: 0000720672-15-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20150317 DATE AS OF CHANGE: 20150317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIMELFARB RICHARD J CENTRAL INDEX KEY: 0001206663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 15707841 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-03-13 0 0000720672 STIFEL FINANCIAL CORP SF 0001206663 HIMELFARB RICHARD J 3908 NORTH CHARLES STREET, APT. 703 BALTIMORE MD 21218 1 1 0 0 Director Common Stock 223631 D Phantom Stock Units 0 2015-03-13 4 A 0 3091 0 A Common Stock 3091 15425 D Phantom Stock Units 0 2015-03-13 4 A 0 989 0 A Common Stock 989 16414 D Phantom Stock Units 0 2015-03-13 4 A 0 247 0 A Common Stock 247 16661 D Phantom Stock Units 0 2015-03-13 4 A 0 67 0 A Common Stock 67 16728 D Units vest in 20% increments over a five year period. No expiration date for these Units. Fully vested. Units vest 100% after five years. RICHARD HIMELFARB 2015-03-17