0000720672-15-000037.txt : 20150317
0000720672-15-000037.hdr.sgml : 20150317
20150317171810
ACCESSION NUMBER: 0000720672-15-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150313
FILED AS OF DATE: 20150317
DATE AS OF CHANGE: 20150317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIMELFARB RICHARD J
CENTRAL INDEX KEY: 0001206663
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 15707841
MAIL ADDRESS:
STREET 1: STIFEL NICOLAUS
STREET 2: ONE SOUTH STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-03-13
0
0000720672
STIFEL FINANCIAL CORP
SF
0001206663
HIMELFARB RICHARD J
3908 NORTH CHARLES STREET, APT. 703
BALTIMORE
MD
21218
1
1
0
0
Director
Common Stock
223631
D
Phantom Stock Units
0
2015-03-13
4
A
0
3091
0
A
Common Stock
3091
15425
D
Phantom Stock Units
0
2015-03-13
4
A
0
989
0
A
Common Stock
989
16414
D
Phantom Stock Units
0
2015-03-13
4
A
0
247
0
A
Common Stock
247
16661
D
Phantom Stock Units
0
2015-03-13
4
A
0
67
0
A
Common Stock
67
16728
D
Units vest in 20% increments over a five year period.
No expiration date for these Units.
Fully vested.
Units vest 100% after five years.
RICHARD HIMELFARB
2015-03-17