0000720672-15-000022.txt : 20150126 0000720672-15-000022.hdr.sgml : 20150126 20150126143327 ACCESSION NUMBER: 0000720672-15-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150122 FILED AS OF DATE: 20150126 DATE AS OF CHANGE: 20150126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minnick David M CENTRAL INDEX KEY: 0001307666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 15548092 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-01-22 0 0000720672 STIFEL FINANCIAL CORP SF 0001307666 Minnick David M 12609 CONWAY ROAD CREVE COEUR MO 63141 0 1 0 0 General Counsel & Senior VP Common Stock 2015-01-22 4 M 0 2187 0 A 15471 D Common Stock 2015-01-22 4 F 0 845 46.74 D 14626 D Common Stock 2015-01-26 4 G 0 200 0 D 14426 D Common Stock 2015-01-26 4 G 0 20 0 D 14406 D Common Stock 2015-01-26 4 G 0 30 0 D 14376 D Common Stock 2015-01-26 4 G 0 250 0 D 14126 D Common Stock 2015-01-26 4 G 0 250 0 D 13876 D Common Stock 2015-01-26 4 G 0 250 0 D 13626 D Common Stock 2015-01-26 4 G 0 250 0 D 13376 D Phantom Stock Units 0 2015-01-22 4 M 0 2187 0 D 2009-02-17 Common Stock 2187 12502 D Units vest 100% three years from the grant date. No expiration date for these Units. DAVID MICHAEL MINNICK 2015-01-26