0000720672-14-000070.txt : 20141209 0000720672-14-000070.hdr.sgml : 20141209 20141209110228 ACCESSION NUMBER: 0000720672-14-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141208 FILED AS OF DATE: 20141209 DATE AS OF CHANGE: 20141209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEDA BRUCE A CENTRAL INDEX KEY: 0001203738 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 141274159 MAIL ADDRESS: STREET 1: 2120 LINCOLN PARK WEST CITY: CHICAGO STATE: IL ZIP: 60614 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-12-08 0 0000720672 STIFEL FINANCIAL CORP SF 0001203738 BEDA BRUCE A 355 EAST OHIO AVENUE #4602 CHICAGO IL 60611 1 0 0 0 Common Stock 2014-12-08 4 S 0 5000 51.17 D 22826 D Phantom Stock Units 0 Common Stock 29447 29447 D Stock Option (Option to Buy) 17 2016-01-03 Common Stock 2250 2250 D Units vest quarterly over a one year period. No expiration date for these Units. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. By: David M. Minnick For: Bruce A. Beda 2014-12-09