0000720672-14-000057.txt : 20140919 0000720672-14-000057.hdr.sgml : 20140919 20140919152832 ACCESSION NUMBER: 0000720672-14-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140918 FILED AS OF DATE: 20140919 DATE AS OF CHANGE: 20140919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J CENTRAL INDEX KEY: 0001203674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 141111956 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-09-18 0 0000720672 STIFEL FINANCIAL CORP SF 0001203674 KRUSZEWSKI RONALD J 17 HUNTLEIGH WOODS DRIVE HUNTLEIGH MO 63131 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock 2014-09-18 4 J 0 72426 48.326 D 957288 D Common Stock 1500 I by Daughter Common Stock 3000 I by Son Phantom Stock Units 0 Common Stock 308821 308821 D These shares were contributed by an LLC for which Mr. Kruszewski serves as a Manager and has voting power to the Beldore Capital Fund LLC, and exchange fund, as part of ongoing estate and tax planning. Units vest in 20% increments over a five year period. No expiration date for these Units. RONALD J KRUSZEWSKI 2014-09-19