0000720672-14-000045.txt : 20140624 0000720672-14-000045.hdr.sgml : 20140624 20140612170020 ACCESSION NUMBER: 0000720672-14-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140611 FILED AS OF DATE: 20140612 DATE AS OF CHANGE: 20140612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUBINSKY JOHN P CENTRAL INDEX KEY: 0001181348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 14907752 MAIL ADDRESS: STREET 1: C/O INSITUFORM TECHNOLOGIES, INC. STREET 2: 17988 EDISON AVENUE CITY: CHESTERFIELD STATE: MO ZIP: 63005 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-06-11 0 0000720672 STIFEL FINANCIAL CORP SF 0001181348 DUBINSKY JOHN P 625 S. SKINKER BLVD, APT. 1503 ST LOUIS MO 63105 1 0 0 0 Common Stock 33568 D Phantom Stock Units 0 2014-06-11 4 A 0 3750 0 A Common Stock 3750 21382 D Stock Option (Option to Buy) 17 2016-01-03 Common Stock 450 450 D Units vest quarterly over a one year period. No expiration date for these Units. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. By: David M. Minnick For: John P. Dubinsky 2014-06-12