0000720672-14-000039.txt : 20140319 0000720672-14-000039.hdr.sgml : 20140319 20140319153820 ACCESSION NUMBER: 0000720672-14-000039 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140319 DATE AS OF CHANGE: 20140319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plotkin Ben A CENTRAL INDEX KEY: 0001392580 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 14703935 MAIL ADDRESS: STREET 1: 168 WESTERN DRIVE CITY: SHORT HILLS STATE: NJ ZIP: 07078 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0306 4/A 2014-03-03 2014-03-05 0 0000720672 STIFEL FINANCIAL CORP SF 0001392580 Plotkin Ben A 225 REGATTA DRIVE JUPITER FL 33477 1 1 0 0 Vice Chairman Phantom Stock Units 0 2014-03-03 4 A 0 0 0 A Common Stock 0 57053 D 2,773 Phantom Stock Units were reported on Mr. Plotkin's March 3, 2014 Form 4 in error. Units vest 100% after five years. No expiration date for these Units. Ben A. Plotkin 2014-03-19