0000720672-14-000029.txt : 20140305 0000720672-14-000029.hdr.sgml : 20140305 20140305164956 ACCESSION NUMBER: 0000720672-14-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brautigam Allen CENTRAL INDEX KEY: 0001517800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 14669940 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-03-03 0 0000720672 STIFEL FINANCIAL CORP SF 0001517800 Brautigam Allen 1774 TOPPING ROAD TOWN & COUNTRY MO 63131 0 0 0 1 Director, Branch Offices Common Stock 27055 D Phantom Stock Units 0 2014-03-03 4 A 0 5332 0 A Common Stock 5332 44614 D Phantom Stock Units 0 2014-03-03 4 A 0 1333 0 A Common Stock 1333 45947 D Phantom Stock Units 0 2014-03-03 4 A 0 266 0 A Common Stock 266 46213 D Units vest in 20% increments over a five year period. No expiration date for these Units. Units vest 100% after five years. ALLEN C BRAUTIGAM 2014-03-05