0000720672-14-000024.txt : 20140305
0000720672-14-000024.hdr.sgml : 20140305
20140305162153
ACCESSION NUMBER: 0000720672-14-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140303
FILED AS OF DATE: 20140305
DATE AS OF CHANGE: 20140305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULROY THOMAS P
CENTRAL INDEX KEY: 0001206666
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 14669532
MAIL ADDRESS:
STREET 1: STIFEL NICOLAUS
STREET 2: ONE SOUTH STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-03-03
0
0000720672
STIFEL FINANCIAL CORP
SF
0001206666
MULROY THOMAS P
200 GARRISON FOREST ROAD
OWINGS MILLS
MD
21117-4110
1
1
0
0
Director
Common Stock
230066
D
Phantom Stock Units
0
2014-03-03
4
A
0
13331
0
A
Common Stock
13331
164931
D
Phantom Stock Units
0
2014-03-03
4
A
0
3332
0
A
Common Stock
3332
168263
D
Phantom Stock Units
0
2014-03-03
4
A
0
2666
0
A
Common Stock
2666
170929
D
Phantom Stock Units
0
2014-03-03
4
A
0
666
0
A
Common Stock
666
171595
D
Phantom Stock Units
0
2014-03-03
4
A
0
1333
0
A
Common Stock
1333
172928
D
Units vest in 20% increments over a five year period.
No expiration date for these Units.
Units vest 100% after five years.
Fully vested.
THOMAS MULROY
2014-03-05