0000720672-14-000024.txt : 20140305 0000720672-14-000024.hdr.sgml : 20140305 20140305162153 ACCESSION NUMBER: 0000720672-14-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140303 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULROY THOMAS P CENTRAL INDEX KEY: 0001206666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 14669532 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-03-03 0 0000720672 STIFEL FINANCIAL CORP SF 0001206666 MULROY THOMAS P 200 GARRISON FOREST ROAD OWINGS MILLS MD 21117-4110 1 1 0 0 Director Common Stock 230066 D Phantom Stock Units 0 2014-03-03 4 A 0 13331 0 A Common Stock 13331 164931 D Phantom Stock Units 0 2014-03-03 4 A 0 3332 0 A Common Stock 3332 168263 D Phantom Stock Units 0 2014-03-03 4 A 0 2666 0 A Common Stock 2666 170929 D Phantom Stock Units 0 2014-03-03 4 A 0 666 0 A Common Stock 666 171595 D Phantom Stock Units 0 2014-03-03 4 A 0 1333 0 A Common Stock 1333 172928 D Units vest in 20% increments over a five year period. No expiration date for these Units. Units vest 100% after five years. Fully vested. THOMAS MULROY 2014-03-05