0000720672-14-000021.txt : 20140213 0000720672-14-000021.hdr.sgml : 20140213 20140213120343 ACCESSION NUMBER: 0000720672-14-000021 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minnick David M CENTRAL INDEX KEY: 0001307666 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 14604170 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 5 1 edgardoc.xml PRIMARY DOCUMENT X0306 5 2013-12-31 0 0 0 0000720672 STIFEL FINANCIAL CORP SF 0001307666 Minnick David M 12609 CONWAY ROAD CREVE COEUR MO 63141 0 1 0 0 General Counsel & Senior VP Common Stock 2013-01-04 5 G 0 1600 0 D 9881 D Common Stock 2013-12-09 5 G 0 100 0 D 10817 D Phantom Stock Units 0 Common Stock 15967 15967 D Units vest in 20% increments over a five year period. No expiration date for these Units. DAVID MICHAEL MINNICK 2014-02-13