0000720672-14-000013.txt : 20140127 0000720672-14-000013.hdr.sgml : 20140127 20140127143109 ACCESSION NUMBER: 0000720672-14-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140124 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nesi Victor CENTRAL INDEX KEY: 0001470453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 14548608 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-01-24 0 0000720672 STIFEL FINANCIAL CORP SF 0001470453 Nesi Victor 7 FRASER ROAD WESTPORT CT 06880 1 1 0 0 Director Common Stock 2014-01-24 4 M 0 42329 0 A 162217 D Common Stock 2014-01-24 4 F 0 21830 49.82 D 140387 D Common Stock 4088 I by Trust Phantom Stock Units 0 2014-01-24 4 M 0 42329 0 D Common Stock 42329 150156 D Units vest in 20% increments over a five year period. No expiration date for these Units. VICTOR J NESI 2014-01-27