0000720672-14-000008.txt : 20140127 0000720672-14-000008.hdr.sgml : 20140127 20140127142946 ACCESSION NUMBER: 0000720672-14-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140124 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIMELFARB RICHARD J CENTRAL INDEX KEY: 0001206663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 14548599 MAIL ADDRESS: STREET 1: STIFEL NICOLAUS STREET 2: ONE SOUTH STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-01-24 0 0000720672 STIFEL FINANCIAL CORP SF 0001206663 HIMELFARB RICHARD J 116 TAPLOW ROAD BALTO MD 21212 1 1 0 0 Director Common Stock 2014-01-24 4 M 0 6439 0 A 298969 D Common Stock 2014-01-24 4 F 0 3376 49.82 D 295593 D Phantom Stock Units 0 2014-01-24 4 M 0 6439 0 D Common Stock 6439 10654 D Units vest 100% three years from the grant date. No expiration date for these Units. RICHARD HIMELFARB 2014-01-27