0000720672-14-000007.txt : 20140127 0000720672-14-000007.hdr.sgml : 20140127 20140127142920 ACCESSION NUMBER: 0000720672-14-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140124 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Estep Stephen Chad CENTRAL INDEX KEY: 0001538996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 14548596 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-01-24 0 0000720672 STIFEL FINANCIAL CORP SF 0001538996 Estep Stephen Chad 196 AUSTIN PL ST LOUIS MO 63122 0 1 0 0 Senior Vice President Common Stock 2014-01-24 4 M 0 2121 0 A 3056 D Common Stock 2014-01-24 4 F 0 820 49.82 D 2236 D Phantom Stock Units 0 2014-01-24 4 M 0 2121 0 D Common Stock 2121 6262 D Units vest in 20% increments over a five year period. No expiration date for these Units. STEPHEN CHAD ESTEP 2014-01-27