0000720672-14-000006.txt : 20140127 0000720672-14-000006.hdr.sgml : 20140127 20140127142900 ACCESSION NUMBER: 0000720672-14-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140124 FILED AS OF DATE: 20140127 DATE AS OF CHANGE: 20140127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minnick David M CENTRAL INDEX KEY: 0001307666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 14548594 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA STREET 2: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-01-24 0 0000720672 STIFEL FINANCIAL CORP SF 0001307666 Minnick David M 12609 CONWAY ROAD CREVE COEUR MO 63141 0 1 0 0 General Counsel & Senior VP Common Stock 2014-01-24 4 M 0 3857 0 A 16374 D Common Stock 2014-01-24 4 F 0 1390 49.82 D 14984 D Phantom Stock Units 0 2014-01-24 4 M 0 3857 0 D 2009-02-17 Common Stock 3857 12110 D Units vest 100% three years from the grant date. No expiration date for these Units. DAVID MICHAEL MINNICK 2014-01-27