0000720672-13-000105.txt : 20130918
0000720672-13-000105.hdr.sgml : 20130918
20130918153253
ACCESSION NUMBER: 0000720672-13-000105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130917
FILED AS OF DATE: 20130918
DATE AS OF CHANGE: 20130918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OATES JAMES M
CENTRAL INDEX KEY: 0001180238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 131103584
MAIL ADDRESS:
STREET 1: C/O INVESTORS FINANCIAL SERVICES CORP
STREET 2: 200 CLARENDON ST
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-09-17
0
0000720672
STIFEL FINANCIAL CORP
SF
0001180238
OATES JAMES M
534 LAKE SHORE ROAD
P.O. BOX 250
ELKINS
NH
03233
1
0
0
0
Common Stock
2013-09-17
4
S
0
8000
42.51
D
38380
D
Common Stock
573
I
by Spouse
Phantom Stock Units
0
Common Stock
32395
32395
D
These Stock Units were issued as a result of a conversion of a deferred compensation plan into Stock Units. These Stock Units are fully vested and shall be payable after the termination of the respective director from service on the Board of Directors of Stifel Financial Corp.
No expiration date for these Units.
By: David M. Minnick For: James M. Oates
2013-09-18