0000720672-13-000068.txt : 20130429 0000720672-13-000068.hdr.sgml : 20130427 20130429104639 ACCESSION NUMBER: 0000720672-13-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130426 FILED AS OF DATE: 20130429 DATE AS OF CHANGE: 20130429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEISEL THOMAS W CENTRAL INDEX KEY: 0001207218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13789638 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-04-26 0 0000720672 STIFEL FINANCIAL CORP SF 0001207218 WEISEL THOMAS W ONE MONTGOMERY STREET, SUITE 3700 SAN FRANCISCO CA 94104 1 0 0 0 Common Stock 2013-04-26 4 M 0 51150 0 A 413909 D Common Stock 2013-04-26 4 F 0 25330 32.63 D 388579 D Common Stock 156686 I by Corporation Common Stock 18231 I by Trust Phantom Stock Units 0 2013-04-26 4 M 0 51150 0 D 2013-07-01 Common Stock 51150 111987 D Units vest in 20% increments over a five year period. No expiration date for these Units. By: David M. Minnick For: Thom Weisel 2013-04-29