0000720672-13-000048.txt : 20130312 0000720672-13-000048.hdr.sgml : 20130312 20130312154825 ACCESSION NUMBER: 0000720672-13-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J CENTRAL INDEX KEY: 0001203674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13684091 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-03-08 0 0000720672 STIFEL FINANCIAL CORP SF 0001203674 KRUSZEWSKI RONALD J 2724 TURNBERRY PARK LANE ST. LOUIS MO 63131 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock 1045775 D Common Stock 1500 I by Daughter Common Stock 3000 I by Son Phantom Stock Units 0 2013-03-08 4 A 0 22184 0 A Common Stock 22184 217537 D Phantom Stock Units 0 2013-03-08 4 A 0 5546 0 A Common Stock 5546 223083 D Phantom Stock Units 0 2013-03-08 4 A 0 25762 0 A Common Stock 25762 248845 D Phantom Stock Units 0 2013-03-08 4 A 0 6440 0 A Common Stock 6440 255285 D Phantom Stock Units 0 2013-03-08 4 A 0 85874 0 A Common Stock 85874 341159 D Units vest in 20% increments over a five year period. No expiration date for these Units. Units vest 100% after five years. Phantom Stock Units are fully vested and will be converted to common stock on December 1, 2013. Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance. RONALD J KRUSZEWSKI 2013-03-12