0000720672-13-000048.txt : 20130312
0000720672-13-000048.hdr.sgml : 20130312
20130312154825
ACCESSION NUMBER: 0000720672-13-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130308
FILED AS OF DATE: 20130312
DATE AS OF CHANGE: 20130312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J
CENTRAL INDEX KEY: 0001203674
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 13684091
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-03-08
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203674
KRUSZEWSKI RONALD J
2724 TURNBERRY PARK LANE
ST. LOUIS
MO
63131
1
1
0
0
CHIEF EXECUTIVE OFFICER
Common Stock
1045775
D
Common Stock
1500
I
by Daughter
Common Stock
3000
I
by Son
Phantom Stock Units
0
2013-03-08
4
A
0
22184
0
A
Common Stock
22184
217537
D
Phantom Stock Units
0
2013-03-08
4
A
0
5546
0
A
Common Stock
5546
223083
D
Phantom Stock Units
0
2013-03-08
4
A
0
25762
0
A
Common Stock
25762
248845
D
Phantom Stock Units
0
2013-03-08
4
A
0
6440
0
A
Common Stock
6440
255285
D
Phantom Stock Units
0
2013-03-08
4
A
0
85874
0
A
Common Stock
85874
341159
D
Units vest in 20% increments over a five year period.
No expiration date for these Units.
Units vest 100% after five years.
Phantom Stock Units are fully vested and will be converted to common stock on December 1, 2013.
Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
RONALD J KRUSZEWSKI
2013-03-12