0000720672-13-000044.txt : 20130312 0000720672-13-000044.hdr.sgml : 20130312 20130312154646 ACCESSION NUMBER: 0000720672-13-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEISEL THOMAS W CENTRAL INDEX KEY: 0001207218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13684082 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-03-08 0 0000720672 STIFEL FINANCIAL CORP SF 0001207218 WEISEL THOMAS W ONE MONTGOMERY STREET, SUITE 3700 SAN FRANCISCO CA 94104 1 0 0 0 Common Stock 362759 D Common Stock 156686 I by Corporation Common Stock 18231 I by Trust Phantom Stock Units 0 2013-03-08 4 A 0 3935 0 A Common Stock 3935 162154 D Phantom Stock Units 0 2013-03-08 4 A 0 983 0 A Common Stock 983 163137 D Units vest in 20% increments over a five year period. No expiration date for these Units. Units vest 100% after five years. By: David M. MInnick For: Thom Weisel 2013-03-12