0000720672-13-000042.txt : 20130312
0000720672-13-000042.hdr.sgml : 20130312
20130312154555
ACCESSION NUMBER: 0000720672-13-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130308
FILED AS OF DATE: 20130312
DATE AS OF CHANGE: 20130312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nesi Victor
CENTRAL INDEX KEY: 0001470453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 13684076
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-03-08
0
0000720672
STIFEL FINANCIAL CORP
SF
0001470453
Nesi Victor
7 FRASER ROAD
WESTPORT
CT
06880
1
1
0
0
Director
Common Stock
149888
D
Common Stock
4088
I
by Trust
Phantom Stock Units
0
2013-03-08
4
A
0
15027
0
A
Common Stock
15027
140067
D
Phantom Stock Units
0
2013-03-08
4
A
0
3756
0
A
Common Stock
3756
143823
D
Phantom Stock Units
0
2013-03-08
4
A
0
5725
0
A
Common Stock
5725
149548
D
Phantom Stock Units
0
2013-03-08
4
A
0
42937
0
A
Common Stock
42937
192485
D
Units vest in 20% increments over a five year period.
No expiration date for these Units.
Units vest 100% after five years.
Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
VICTOR J NESI
2013-03-12