0000720672-13-000039.txt : 20130312
0000720672-13-000039.hdr.sgml : 20130312
20130312154449
ACCESSION NUMBER: 0000720672-13-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130308
FILED AS OF DATE: 20130312
DATE AS OF CHANGE: 20130312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Estep Stephen Chad
CENTRAL INDEX KEY: 0001538996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 13684068
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-03-08
0
0000720672
STIFEL FINANCIAL CORP
SF
0001538996
Estep Stephen Chad
196 AUSTIN PL
ST LOUIS
MO
63122
0
1
0
0
Senior Vice President
Common Stock
3610
D
Phantom Stock Units
0
2013-03-08
4
A
0
686
0
A
Common Stock
686
5350
D
Phantom Stock Units
0
2013-03-08
4
A
0
171
0
A
Common Stock
171
5521
D
Phantom Stock Units
0
2013-03-08
4
A
0
2862
0
A
Common Stock
2862
8383
D
Units vest in 20% increments over a five year period.
No expiration date for these Units.
Units vest 100% after five years.
STEPHEN CHAD ESTEP
2013-03-12