0000720672-13-000039.txt : 20130312 0000720672-13-000039.hdr.sgml : 20130312 20130312154449 ACCESSION NUMBER: 0000720672-13-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130308 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Estep Stephen Chad CENTRAL INDEX KEY: 0001538996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13684068 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-03-08 0 0000720672 STIFEL FINANCIAL CORP SF 0001538996 Estep Stephen Chad 196 AUSTIN PL ST LOUIS MO 63122 0 1 0 0 Senior Vice President Common Stock 3610 D Phantom Stock Units 0 2013-03-08 4 A 0 686 0 A Common Stock 686 5350 D Phantom Stock Units 0 2013-03-08 4 A 0 171 0 A Common Stock 171 5521 D Phantom Stock Units 0 2013-03-08 4 A 0 2862 0 A Common Stock 2862 8383 D Units vest in 20% increments over a five year period. No expiration date for these Units. Units vest 100% after five years. STEPHEN CHAD ESTEP 2013-03-12