0000720672-13-000024.txt : 20130212 0000720672-13-000024.hdr.sgml : 20130212 20130212163051 ACCESSION NUMBER: 0000720672-13-000024 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEMLYAK JAMES M CENTRAL INDEX KEY: 0001203675 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13597596 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 5 1 edgardoc.xml PRIMARY DOCUMENT X0306 5 2012-12-31 0 0 0 0000720672 STIFEL FINANCIAL CORP SF 0001203675 ZEMLYAK JAMES M ONE FINANCIAL PLAZA 501 N. BROADWAY ST. LOUIS MO 63102-2102 1 1 0 0 CHIEF FIN'L & ADMIN OFFCR Common Stock 2012-05-25 5 G 0 3200 0 D 632507 D Common Stock 3310 I by Son Phantom Stock Units 0 Common Stock 125895 125895 D Restricted Stock Units 0 Common Stock 9230 9230 D Fully vested. No expiration date for these Units. Various exercisable dates. JAMES M ZEMLYAK 2013-02-12