0000720672-13-000019.txt : 20130125 0000720672-13-000019.hdr.sgml : 20130125 20130125163134 ACCESSION NUMBER: 0000720672-13-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTBROOK KELVIN R CENTRAL INDEX KEY: 0001190588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13549081 MAIL ADDRESS: STREET 1: MILLENNIUM DIGITAL MEDIA SYSTEMS L.L.C. STREET 2: 16305 SWINGLEY RIDGE ROAD, SUITE 100 CITY: ST. LOUIS STATE: MO ZIP: 63017 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-01-24 0 0000720672 STIFEL FINANCIAL CORP SF 0001190588 WESTBROOK KELVIN R 8000 MARYLAND AVE., SUITE 440 ST. LOUIS MO 63105 1 0 0 0 Common Stock 2013-01-24 4 M 0 2884 0 A 2884 D Phantom Stock Units 0 2013-01-24 4 M 0 2884 0 D Common Stock 2884 10126 D Stock Option (Option to Buy) 0 Common Stock 3375 3375 D Units will be fully vested on April 30, 2008. No expiration date for these Units. Units vest quarterly over a one year period. By: David M. Minnick For: Kelvin R. Westbrook 2013-01-25