0000720672-13-000017.txt : 20130125
0000720672-13-000017.hdr.sgml : 20130125
20130125163049
ACCESSION NUMBER: 0000720672-13-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130124
FILED AS OF DATE: 20130125
DATE AS OF CHANGE: 20130125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANSER FREDERICK O
CENTRAL INDEX KEY: 0001188881
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 13549070
MAIL ADDRESS:
STREET 1: 250 STADIUM PLZ
CITY: ST LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-01-24
0
0000720672
STIFEL FINANCIAL CORP
SF
0001188881
HANSER FREDERICK O
2 SALEM ESTATES
ST LOUIS
MO
63124
1
0
0
0
Common Stock
2013-01-24
4
M
0
3349
0
A
33605
D
Phantom Stock Units
0
2013-01-24
4
M
0
3349
0
D
2004-04-01
Common Stock
3349
10132
D
Stock Option (Option to Buy)
0
Common Stock
3375
3375
D
Stock Option (Option to Buy)
9.26
2014-02-03
Common Stock
3000
3000
D
Stock Option (Option to Buy)
13.48
2015-01-03
Common Stock
2250
2250
D
Stock Option (Option to Buy)
25.5
2016-01-03
Common Stock
2250
2250
D
Units vest quarterly over a one year period.
No expiration date for these Units.
Options vest in 20% increments yearly from the grant date.
Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.
By: David M. Minnick For: Frederick O. Hanser
2013-01-25