0000720672-13-000011.txt : 20130125 0000720672-13-000011.hdr.sgml : 20130125 20130125162859 ACCESSION NUMBER: 0000720672-13-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130124 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nesi Victor CENTRAL INDEX KEY: 0001470453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 13549041 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-01-24 0 0000720672 STIFEL FINANCIAL CORP SF 0001470453 Nesi Victor 7 FRASER ROAD WESTPORT CT 06880 1 1 0 0 Director Common Stock 2013-01-24 4 M 0 53766 0 A 173594 D Common Stock 2013-01-24 4 F 0 23706 35.13 D 149888 D Common Stock 4088 I by Trust Phantom Stock Units 0 2013-01-24 4 M 0 53766 0 D Common Stock 53766 125040 D Units vest in 20% increments over a five year period. No expiration date for these Units. VICTOR J NESI 2013-01-25